Cosmic Heroism: The Victory of Self over Body
A Beaker of Becker: A
Beacon from Beyond[1]
H. Talat Halman, Ph.D.
Central Michigan University
"[T]he problem of heroics is the central one of human
life...Society itself is a codified hero system, which means that society is
everywhere a living myth of the significance of human life...Every society is
thus a 'religion'..."
-- Ernest Becker
(September 27, 1924 - March 6, 1974) The Denial of Death(1973, p. 7)
Of Ernest Becker's Pulitzer-prize
winning The Denial of Death, Elizabeth Kubler Ross writes:
"It puts together what others have torn to pieces and rendered useless. It
is one of those rare masterpieces that will stimulate your thoughts,
your intellectual curiosity, and last but not least your soul..."
In what I have written here, I hope you will be able to vicariously experience
how Kubler-Ross's "prediction" became fulfilled in the life of at
least this one writer -- though I personally know of many others.
©
Copyright 2008
Introduction: Simulations of Immortality
I write this to share gleanings that have moved, challenged and inspired
me deeply from reading and reflecting on Ernest Becker's ideas. I am sharing my
investigation of Becker's inter-disciplinary methodology of combining
psycho-analytic, social science and existentialist monotheistic theology to the
challenges of everyday cosmic heroism. I explore how these perspectives relate
to and illuminate my own life and also my work in research and teaching.
Reading Becker I have at times gasped aloud as if seeing for the first time
what was always there in front of me. Like our experience after the Copernican
revolution, we still see and speak of a "sunrise," but we also know a
deeper dimension: the earth's rotation creates our "sunrises" and
"sunsets."
And reading Becker is a responsive task. You have to bring something to the
table: an experience of someone's dying and how you walked with that person and
experience, best even, your own experience of this, and your pursuit of
what Becker would call a "cosmic immortality project." How closely
you have come to face death provides important tools for working with these
questions.
Whether or not reading and reflecting on Becker results in change, this
experience is certainly transforming. The difference is neatly
summarized by Ron Leifer: "Transforming yourself means relating to
yourself and your life differently." (Vinegar into Honey. (Ithaca,
N.Y.: Snow Lion Press, 2008, p.25) From reading Becker, change may follow, but
certainly transformation will begin.
In the first part of this article I explain Becker's insights into our unique
human challenge as the beings who uniquely possess the foreknowledge of death
and who, in the face of death, try to deny death. We do this by creating simulations
of immortality in our lives through symbolic acts -- and
therefore non-physical -- constructions in language, the arts, and our
vocations. Becker looks especially deeply into our pursuits and our attachments
to heroes, and our own efforts to be heroic, and the possibility of being a
hero one's self, which he calls "cosmic heroism."
Becker faces squarely both love and death, both immortality and mortality.
Fully expressed, Becker's vision culminates in a deep recognition of how the
fulfillment of being human requires love and a relationship to a
transcendent God. But as you will see the path he takes to reach that
insight begins with a hard and realistic look at our situation as it is
especially riddled with anxiety, particularly anxiety about our inevitable
deaths.
Religion, Sacrifice & the Sun-Man
Explaining Religion in terms of heroism and sainthood, Becker describes the way
religion addresses both truths of our creatureliness and our spirituality:
"Religion as unrepression would reveal both truths about man: his
wormlikeness as well as his godlikeness. Men deny both in order to live
tranquilly in the world. Religion overcame this double denial by maintaining
that with God everything is possible. What seems to man to be fixed and
determined for all time, beyond human wormlike powers, is for God free and
open, to do with what He will.
"This gave the possibility of a new heroism, the heroism of
sainthood. This means living in primary awe at the miracle of the created
object -- including oneself in one's own godlikeness. Remember the awesome
fascination of St. Francis with the revelations of the everyday world --
a bird, a flower. It also meant unafraidness of one's death, because of the
incomparable majesty and power of God. And so religion overcomes the specific
problems of fear-stricken animals, while at the same time showing them what
empirical reality really is. If we were not fear-stricken animals who
repressed awareness of ourselves and the world, then we would live in
peace and unafraid of death, trusting to the Creator God and celebrating His
creation. The ideal of religious sainthood, like that of psychoanalysis,
is thus the opening up of perception: this is where religion and science
meet." (Escape from Evil, p. 163
Writing of the ritual altar in a way that aids to understanding the practice of
Vedic sacrifice.
"In both periods (pre-Enlightenment; post industrial) men wanted to
control life and death, but in the first period they had to rely on a
nonmachine to do it: ritual is actually a preindustrial technique of
manufacture, it doesn't exactly create new things, Hocart says, but it
transfers the power of life and it renovates nature. But how can one we have a
technique of manufacture without machinery? Precisely by building a ritual
altar and making that the locus of the transfer and renewal of power (Denial
of Death, p. 6
Becker argues that pre-industrial people served to ritually renew their
societies so that everyone was cosmic creator:
"We can really only get 'inside' primitive societies by seeing them
as religious priesthoods with each person having a role to play in the
generative rituals...We don't know what it means to contribute a dance,
chant, or a spell in a community dramatization of the forces of nature --
unless we belong to an active religious community...If rituals generate and
redistribute life power, then each person is a generator of life. This is how
important a person could feel, within the ritualist view of nature, by
occupying a ritual place in a community. Even the humblest person was a comic
creator. (Escape from Evil, pp. 14-15
Later in a cd from Professor Sheldon Solomon, "Why Settle Down," he
expands this theory. (In addition to the cd being available for purchase from
the Ernest Becker Foundation, a review is available at the the
"lectures" link on the Ernest Becker Foundation web-site.
http://faculty.swashington.edu/~elgee.)
Solomon argues(based on evidence from both anthropologist and archeologists)
that humans formed communities not to farm (hunter-gatherers were
"importing" goods from the outside), but instead to sing, dance, tell
stories and pray. In other words people settled in part to establish and
participate together in rituals of religion and culture by which they asserted
their attempts at achieving immortality projects -- or at least the
heritage of a tradition.
Speculating on social rank and the introduction of money, Becker offers a new
financial and social anthropology echoing Quinn's novel Ishmael::
"...Why did people go from an economy of simple sharing among equals to
one of pooling via an authority figure who has a high rank and absolute power?
The answer is that man wanted a visible god alays present to receive his
offerings, and for this he was willing to pay the price of his own subjection.
.... The Jews were mocked in the ancient world because the had no image
of their God, he seemed more like a figment of his imagination." (Escape
from Evil, pp. 52-53
In this paragraph, Becker's selection of the term "Sun King"
coordinates successfully with understandings of various historical figures,
from divinely-ordained kingship to and Christ and the Avatar:
"With the technique of of ritual offerings man sought to bring the
invisible powers of nature to bear on his visible well-being. Well, the divine
king sums up this whole cosmology all in himself. He is the god who receives
offerings, the protagonist of light against dark, and the embodiment of the
invisible forces of nature -- specifically the sun. In Hocart's happy phrase,
he is the 'Sun-Man'....We know about the genuine mana [power that
extends from the invisible or supernatural] that surrounds presidents and prime
ministers: look at Churchill and the whole Kennedy family... (Escape from
Evil, pp. 54-55
"In a word, the act of sacrifice established a footing in the invisible
dimension of reality; this permitted the sacrificer to build a "mystical,
essential self that had superhuman powers. Hocart warns us that if we think
this is so foreign to our own [i.e., Christian] traditional ways of thinking we
should look closely at the Christian communion. By performing the
prescribed rites the communicant unites himself with Christ -- the sacrifice --
who is God, and in this way the the worshiper accrues to himself a mystical
body or soul which has immortal life. Everything depends on the prescribed
ritual which puts one in possession of the power of eternity by union with the
sacrifice." (Escape from Evil, p. 21
In pursuing three graduate degrees in sociology, theology and counseling,
Daniel Liechty, one of Ernest Becker's most distinguished interpreters and
editors, has read many hundreds of books and perhaps everything read by and
written about Becker. Liechty knows from reading Becker's letters that as a
spiritual practice Becker read the Psalms everyday for years. And
Liechty knows both Becker's works of art as well as his art of thinking.
Liechty brings to bear on Becker's thought the perspectives of the orthodox,
catholic and monastic Christianity of the Holy Roman Church and Protestant,
even post-Liberal Christian theologies. And thus Daniel Liechty writes:
"Closely related to the work of the human soul and spirit is the ability
to love. (Becker 1964b). Giving and receiving love is the zenith of
human creativity. In love, [people most clearly express themselves as a
unit of body, soul and spirit. I(t is through love that personal energies can
most powerfully be directed., so that individual works of creativity are lifted
up and invested with meaning and significance far beyond what a material analysis
of those works could convey. It is from this that humans gain their sense of
being special in the material world. There is no other species that seems to
possess this ability for transcending in love in any degree approaching
that of human beings." (Daniel Liechty, Transference anbd
Transcendence, , p. 75)
Liechty describes Becker's spiritual reading and mystical experiences in these
terms:
"Becker was already [by 1965] reading Paul Tillich by the time he met
Bates and was reading Kierkegaard at least by August of 1965. He also read
Reinhold Niebuhr. Most interesting is Becker's revelation that he reads the
Psalms on a daily basis.
"There is clear record of spiritual growth in this correspondence, and
much of Becker's own spiritual development is expressed in his reaction to the
Psalms. He becomes increasingly mystical and increasingly matter-of-fact about
his belief in God and his renewed interest in Jewish High Holiday and other
services, which he had abandoned for many years. By 1967, Becker notes that he
is being drawn by the Psalms of faith and praise rather than the Psalms of
questioning and doubt." (Daniel Liechty, Abstracts of the Complete
Writings of Ernest Becker (Self Published. 1996, p. 36) Available for sale
at The Ernest Becker Foundation Website Store:
http://faculty.washington.edu/nelgee/
After this introduction to Becker's thinking, an earlier blog entry
(from May 7, 2008) follows that includes "A Prayer for the Lived Truth
of Creation," in which I use some of Becker's quotes from the end of Denial
of Death as an affirmative prayer and spiritual testimony. "Cosmic
heroism" and "the lived truth of creation" are both concepts
Becker explores and discusses in his conclusion to The Denial of Death.
Next, I consider Becker's interpretation of Christianity in the light of the
Japanese Catholic novelist Sushako Endo's A Life of Jesus.
Then I review Leo Tolstoy's 84-page novella The Death of Ivan
Ilyich in light of Ernest Becker's ideas. I find Endo and Tolstoy's
writings vividly complement and illustrate Becker's ideas. But first:
In the beginning...
My journey began in late March 2008 when my colleague Professor Merlyn
Mowrey convened at Central Michigan University, in Mount Pleasant,
Michigan, a conference on "Terror at the Voting Booth,"
centered around the work of Ernest Becker and based on the work of subsequent
scholars who had devoted themselves as psychologists, anthropologists,
sociologists, political scientists and experimental researchers (among scholars
from many fields) to developing, applying and empirically testing and proving
the ideas of the cultural anthropologist Ernest Becker.
My introduction to Becker was a fortunate one. Twice that week I watched Patrick
Shen and Greg Bennick's award-winning documentary on Ernest Becker's
ideas: Flight from Death: The Quest for Immortality (2006, 86m).
Viewing this film, I was not only moved by Ernest Becker's vision, and its
articulation by scholars from various fields, but also witnessed actual film
footage of empirical experiments by social psychologists that proved Becker's
ideas. Three of these experimental researchers were interviewed at length:
Sheldon Solomon, Jeff Greenberg and Tom Pyszczynski. Listening to Greg
Bennick's and Sheldon Solomon's presentations at the conference were for me
what Zen masters call, "the finger pointing to the moon."
In addition to resonating with Becker's ideas intellectually and spiritually, I
have one other important personal point of access to them: One Saturday
morning, July 13, 1985, while standing on the northeast corner of Park Avenue
and 27th Street, I was mowed down and run over by an out-of-control car,
dragged under it for 2/3 of a (long) Park Avenue city block and really thought
I might die. For those moments, I squarely faced the possibility that I might
not survive, that I might be about to die, that this could really be my last
moment. While I was being dragged, I looked to see if I could do anything, and
called out loudly, "God help me!" four times. Other than that, my
wife and my three-month old son stood vividly at the center of my attention.
My youngest brother Sait, died at age 16 in an accident trying to get some
firecrackers off a New York City window sill. It's hell to watch a father cry
over his dead son. It etches a deeper pathos into tragedy. Seven years later my
mother died. It's the handfuls of dirt at over the funeral clothes wrapped
around the her corpse that evoke image of finality.
Social Psychologist Sheldon Solomon calls this kind of event a "mortality
salience induction." These are sophisticated words for the stark
reality we can speak in this direct question: "How close up did death get
in your face?" I have been able to personally witness the way this
encounter with death transformed my life and focused my intentions and
energies, especially in my work. So I understand how, not so much even fear of
death (although it was frightening), but a direct encounter with death
generates a desire to engage in projects of lasting significance, what Becker
calls, "immortality projects."
Our first mortality salience induction is likely to be the death of a
grandparent or aunt or uncle. The death of my mother was tragic and literally
disorienting. My seventy-year old grandfather died, blind with diabetes. Losing
my mother was a pivotal mortality salience induction. At one moment i realized
that I had just lived the first moment in which i could think this bizarre
unprecedented thought: my mother does not exist. I could only feel her answer
that she will always be in the background of my life, even if that only means
the memories I carry to subdue the floodtide of death's assertion of mortality.
My mortality-salience experience, a non-supernatural, but vividly real,
near-death encounter, allows me to deeply appreciate Daniel Liechty's
observations on what he distinctively values in the literature on near-death
experiences. Liechty considers the harvest of these experiences in our
continued lives as providing greater value than the comforting "assurance
of an afterlife:" Liechty writes:
"I have been more impressed with the testimonies of such people to the real
changes in living that their death encounters have produced. Many of these
people have genuinely made death awareness an ally in life. This has
produced for them changes in values, in what they see as important, and
in how they allocate their time and resources." (Transference and
Transcendence [1995, p. 165])
"We shall know our ends by our beginnings:" Becker on God and love
In my travels, I've always liked knowing my destination. Where are we headed?
So since Becker's path begins with reflecting on our anxieties about death,
let's see if I can make this otherwise demanding journey somehow enticing by
beginning at the end with Becker's conclusive -- and effusive -- statements on
God and love.
As Becker builds toward a rhapsodic crescendo in the praise of dedicating ones
life to God, he begins with a model of four "levels of power and
meaning." Near the conclusion of his The Birth and death of Meaning
Becker describes these "four levels of power and meaning:"
(1) Personal,
(2) Social,
(3) Secular (i.e., institutions), and
(4) the Sacred.
Of the fourth level, the Sacred, Becker writes: "The fourth and highest
level of power an meaning we would call the Sacred: it is the invisible and
unknown level of power, the insides of nature, the source of creation, God."
(2nd ed. 1971, p.186)
Before reaching his crescendo, Becker reflects on what he sees as "the main
question of [one's] life: 'What is my unique gift, my authentic talent?'
" Here we find Becker emphasizing that theme at the heart of the Bhagavad
Gita, svadharma, (What is one's own dharma, duty,
nature, essence, destiny, calling, vocation, etc.)
How vividly that question came to life in the early days following that fateful
Saturday morning when I was run down by a car and faced death. Suddenly this
"main question" presented itself before me as if it was a separate
voice calling me into a dialogue and not merely another thought in the everyday
mental thought-stream. The questions came in a quadrant, each one separately
(following this sequence in distinct steps is essential), one at a time:
(1) What do you want to do?
(2) What have people told you you are good at?
(3) Will it be of service to people? and
(4) Can you earn a living through that work?
Part of what Becker means by "cosmic heroism" is to resolve
that "main question" as one's living project. So in my case, I
resolved to be serve and work as a teacher and scholar and to also sustain my
artistic practice of music. So I answer to the muse of the intellect and the
muse of the music of the soul. Becker situates that "cosmic heroism"
to which each of us is called: Becker relates "cosmic heroism" to the
fourth, i.e., the Sacred, level of power and meaning. Now Becker
emphatically extols the beauty, nobility and authenticity of living for God.
"By making your hero-system the service of your Creator, you
have the distinction of making a gift of your life no matter what the
special quality of that gift is: as you last out your life with courage,
forbearance, and dignity you affirm your divine calling by
simply living it out. Your Creator will make good your service, whether He
makes it good to you in any personal way, say, by way of spiritual
immortality, or by way of being initiated into still unknown dimensions
of cosmic life to serve equally there, in some kind of embodiment, or
whether He makes it good in His own way, by using the sacrifice of your life
to glorify and aggrandize His own work, His own design on the universe,
whatever that may be: at least you have lived your life truly and not
foolishly, if you die for good you at least die well." (1971, p. 189)
Becker's statement is certainly a much more affirmative vision than Pascal's
wager, even as much as we may recognize some of Pascal's wager under its
surface. Throughout this essay, you will read a sufficient quantity, variety,
and quality of Becker's thoughts about God to confirm that Becker's conclusion
of his penetrating inquiry into the pivotal role of death-anxiety as a
generative force for both culture and violence, leads him to acknowledge and
affirm the role of God as the ultimate "Thou," as Martin Buber puts
it, the ultimate being to whom we address ourselves and stand in relation to.
We will return to Becker's vision of a life lived for God as the solution to
our death-anxiety again later on. And later on we will explore Becker's
incisive insights on the differences between agape and eros On the
subject of love, one of Becker's finest interpreters, Daniel Liechty has
written:
"Becker also wrote rapturously about love as that which transcends
the body/spirit dualism of human experience. he wrote movingly on love in a
number of places, referring to love as a 'primary need' (1964b [The
Revolution in Psychiatry: The New Understanding of Man, p. 141), as the
ideal and goal of 'aesthetic longing' (1964b, p. 241), as the one 'counter-fictional'
element in life (1964b, p. 250), as that which 'enriches the world'
(1968b [The Structure of Evil: An Essay on the Science of the Unification of
Man], p. 186), as the source of human liberation (1968b), and as the
'highest way" (1973 [the Denial of Death], p. 233)"
(Daniel Liechty, Transference and Transcendence: Ernest Becker's
Contribution to Psychotherapy [Northvale, N.J.: Jason Aronson, Inc., 1995
ISBN: 1-56821-434-0])
Being Human: Death, Symbols, Heroism and Immortality
Ernest Becker proposes that the fact of death and our anxiety
about it is the pivotal point around which we spin and weave a world of symbols.
We implement symbolic systems because this uniquely human realm of symbolic
construction seems to grant us the potential to outlast our physical mortality
-- to defy and transcend our fate as mortal physical bodies that will
die.
Becker maintains that we create symbols, "symbolic action systems,"
and "immortality projects," all to experience what Steen
Halling and Merleau-Ponty call an "everyday transcendence"
over our physical fate to die. Our symbolic world represents our freedom
and our possibilities which we use to suppress the necessity and fatality of
our animal body's fate of death. Becker suggests the ultimate symbolic
system, the quintessential immortality project or ideology is religion.
Four Chief Features of Becker's Ideas
Becker introduces the very basic idea that we humans uniquely share (what I
enumerate in Becker's thinking as) four distinguishing features:
(1) Foreknowledge of our own deaths: We can contemplate our own death,
and we do sometimes contemplate -- and especially try to deny -- our death;
(2) Symbolic action systems: We can create symbolic realities of thought
and action that in a sense construct an "everyday transcendence."
That "everyday transcendence" situates us in a realm beyond our
bodily-animal existence and creates possibility and freedom, in contrast to the
body's limits of fate-toward-death. Through our use of symbols we can create a
lasting contribution, a legacy, a heritage, an "immortality project."
(3) Immortality Symbols, Projects and Ideologies: We project and
perpetuate symbolic realities of thought and action to create systems that will
outlive -- in an everyday sense "transcend" -- our physical
mortality; i.e., we want to symbolically live on and some of us succeed in
doing so (a major point at the end of the Epic of Gilgamesh); and
(4) Cosmic Heroism and Heroic Transference: Through projection and
transference, and in order to feel we are participating in realities that
transcend death, we latch onto heroes of all kinds, whether they be religious
(Prophets, Gurus, Messiahs, saints), or cultural (writers, actors, musicians), or
athletic (sports heroes and teams). At our best we ourselves become and act as
heroes.
Assessing the meaning of the Fall by building on Kierkegaard's ideas,
Becker writes:
"But the real focus of dread is...the result of the judgement on
man: that if Adam eats of the fruit of the tree of kowledge God tells him 'Thou
shalt surely die.' In other words, the final terror of self-consciousness is
the knowledge of one's own death, which is the peculiar sentence on man alone
in the animal kingdom. This is the meaning of the Garden of Eden myth
and the rediscovery of modern psychology: that death is man's greatest
anxiety." (pp. 69-70)
Building up toward his explication of the symbol of the hermaphrodite (which
appears on pp. 224, 234) Becker interpets the Garden of Eden myth in terms of
his sense of the tension between the inner symbolic self and the physical
animal body.
"The foundation stone for Kierkegaard's view of man is the myth of the
Fall, the ejection of Adam and Eve from the garden of Eden. In this myth is
contained...the basic insight of psychology for all time: that man is a
union of opposites, of self consciousness and of a physical body. Man
emerged from the instinctive thoughtless action of the lower animals and came
to reflect on his condition. He was given a consciousness of his individuality
and his part divinity in creation, the beauty and uniqueness of his face
and name. At the same time he was given the consciousness of the terror
of the world and of his own death and decay." (pp. 68-69"
Although I cannot prove this, I sense underneah this passage about the face and
name as traces of our divinity some of martin Buber's philosophical
anthropology.
Ultimately, Becker like Kierkegaard and Buber (whose ideas he frequently
reflects upon along with the thought of Otto Rank and Paul Tillich) calls us to
become our own heroes. Becker acknowledges and celebrates that some of
us rise to the occasion, 'raise the bar,' so to speak and live our lives as our
own kind of heroes. This is a life that Becker calls "cosmic heroism."
For Becker, because death-anxiety is the pivot around which all symbolic action
turns, i.e., because death generates the motivation for the symbolic
construction of "immortality projects," society is essentially
"a codified hero system" and every society is in the sense that it
represents itself as ultimate, at its heart a religious system. (Denial of
Death, , pp. 7-8
Becker both critiques and validates our need for projection and transference
because these are at times "life-enhancing" (p. 158) and
"creative projections" that contribute to our relationships (here he
cites Buber). Becker also writes exquisitely as you will have a chance to
experience when I present quotations later on. He is more than a pleasure to read
-- he is an inspiration.
I interpret Becker as saying that if we face the reality of our death,
we garner more power to consciously create our symbolic immortality and
become "cosmic heroes." Becker has joined in my mind, for original
break-through thinking the ranks of Martin Buber, Gregory Bateson,
and Kenneth Burke (whom he often cites). Interestingly, Becker and
Bateson share a similar non-medical model of schizophrenia in which in related
ways interpret schizophrenia as a problem in language, symbolic understanding,
and the practice of social behavior codes. I hope to return to this theme at
some point in the future.
You can read excellent essays on Becker's work at
http://faculty.washington.edu/nelgee/
You can also watch some excellent YouTubes which I have collected at:
www.youtube.com/user/huallah1/ Or you can search under Becker, Sam Keen, &
Sheldon Solomon. Sheldon Solomon is among a team of social psychologists who
have empirically tested and validated Becker's ideas.
Immortality Symbols and God
Becker thinks that we especially engage in creating symbolic "immortality
systems" by transferring and projecting onto another person (or
symbolic figure) our noblest and most heroic ideals. (Often this process drives
romantic love, but it certainly shapes religious experience: people effect
transference & projection onto figures such as God, the Buddha, Muhammad,
Husayn, Gandhi, Christ, etc.). Becker admits and argues for the fact that acts
of transference can be constructive, or as he calls them "creative projections,"
so that even if it includes elements of illusion these acts of projection
constitute at least what he calls a "life-enhancing illusion" (Denial
of Death, p 158).
During his own death-bed interview, Ernest Becker told Sam Keen: "But I
don't think one can be a hero in any really elevating sense without some
transcendental referent like being a hero for God, or for the
creative powers of the universe. The most exalted type of heroism involves
feeling that one has lived to some purpose that transcends oneself. This is why
religion gives him the validation that nothing else gives him...."
("Beyond Psychology: A Conversation with Ernest Becker (1974)," in The
Ernest Becker Reader, p. 221Ernest Becker [Originally published as
"The Heroics of Everyday Life: A Conversation with by Sam keen," Psychology
Today April [1974: 71-80] )
Further on Becker speaks about his understanding of serving a divine purpose in
life:
"I would say that the most important thing is to know that beyond the
absurdity of one's life, beyond the human viewpoint, beyond what's happening to
us, there is the fact of the tremendous energies of the cosmos
that are using us for some purpose that we don't know. To be used for divine
purposes, however we may be misused, this is the thing that consoles.
I think of John Calvin when he says: 'Lord, thou bruises me, but since it's
You, it is alright." (The Ernest Becker Reader:226)
Then he proceeds to explain what awakened him to the idea of God and his
relationship to God:
"I came out of a Jewish tradition but I was an atheist for many years. I
think the birth of my first son, more than anything else, was the miracle
that woke me up to the idea of God...But I don't feel more
religious because I'm dying. I would want to insist that my awakening to the
divine had to do with loss of character armor [Earlier in the interview Becker
defines character armor: "...[W]e build character and culture in order to
shield ourselves from the devastating awareness of our underlying helplessness
and the terror of our inevitable death. Each of us constructs...a character
armor, in a vain attempt to deny the fundamental fact of our animality. [1974,
p. 219])...When you finally break through your character armor and discover
your vulnerability, it becomes impossible to live without massive anxiety
unless you find a new power source. And this is where the idea of God
comes in." (1974, p. 227)
Facing Death and Embracing Life
Sam Keen wrote an illuminating and compelling foreword to the 1997
publication of Ernest Becker's The Denial of Death.
(The video on YouTube "Sam Keen on Ernest Becker," in which Keen
shares his memories of his 1974 death-bed interview with Becker is very moving.
http://www.youtube.com/watch?v=-7FaWj9i9XI )
In his Foreword to Becker's Denial of Death Keen observes:
"Gradually reluctantly, we are beginning to acknowledge that the bitter
medicine [Becker] prescribes -- contemplation of the horror of our own
death -- is, paradoxically, the tincture that adds sweetness to mortality."
(p. xii)
Irvin Yalom, a psychiatrist also interviewed in Flight From Death:
The Quest for Immortaltity has called our death anxiety, "the
mother of all religions." (Irvin D. Yalom, Staring at the Sun:
Overcoming the Terror of Death (San Francsco: Jossey-Bass, 2008, p. 3)
Daniel Liechty expresses this beautifully in a skating metaphor:
"Human beings are meaning-creating animals. Because this meaning always skates
on thin ice above a lake of anxiety, it is very fragile and
tentative." (Daniel Liechty, Transference and Transcendence (1995,
p 64)
Sam Keen comments on the complementarity of the synchronous contributions of
Ernest Becker and Elizabeth Kubler-Ross:
"At the same time that Kubler-Ross gave us permission to practice
the art of dying gracefully, Becker taught us that awe, fear, and ontological
anxiety were natural accompaniments to our contemplation of the fear of
death." (p. xii)
As Sheldon Solomon puts it in an interview in the film Flight from Death:
The Quest for Immortality: "Death denial is central to all human
cultures."
In a definition that differentiates what a society is from merely a mass of
people, Becker wrote that a society is a "symbolic action system."
(Denial of Death, p. 4. Society, understood as a "symbolic action
system" comprises "a structure of statuses and roles, customs and
rules for behavior, designed to serve as a vehicle for earthly heroism."
(p.4) This sense of a real life dramatism complements, illuminates and matches
perfectly with Kenneth Burke's pentadic dramaturgical model of
action: act, agent, agency, scene, and purpose.
In the following passage, Sam Keen highlights Becker's observation that
cultures and religions function in a fundamental and salient sense as
"hero systems" and "immortality projects and ideologies:"
"Society provides the second line of defense against our natural impotence
by creating a hero system that allows us to believe that we transcend
death by participating in something of lasting worth. We achieve ersatz
immortality by sacrificing ourselves to conquer an empire, to build a
temple, to write a book, to establish a family, to accumulate a fortune, to
further progress and prosperity, to create an information-society and global
free market. Since the main task of human life is to become heroic and
transcend death, every culture must provide its members with an intricate
symbolic system that is covertly religious. This means that ideological
conflicts between cultures are essentially battles between immortality
projects, holy wars." (p. xiii)
Mirroring the analysis of Becker's Escape From Evil, Keen points out the
paradoxical backfiring of our attempts to suppress or eliminate evil:
"Our heroic projects that are aimed at destroying evil have the
paradoxical effect of bringing more evil into the world. Human conflicts are
life and death struggles -- my gods against your gods, my immortality
project against your immortality project. The root of humanly caused evil
is not man's animal nature, not territorial aggression, or innate selfishness,
but our need to gain self-esteem, deny our mortality, and achieve
a heroic self-image. Our desire for the best is the cause of the
worst." (p. xiii)
The film, Flight from Death: The Quest for Immortality,
illustrates our strategies for coping with the threat that we experience
(especially as catalyzed by our death anxieties provoked by mortality-salience
inductions)in our confrontations with those we perceive as distinctively
"other" than ourselves.
The four stages of strategies to diminish the threat of an alternative world
view follow this sequence:
(1) derogation,
(2) assimilation,
(3) accommodation, and
(4) annihilation
Daniel Liechty has made a number of important observations about this list of strategies.
First, he suggests identifying between 3 and 4 the strategy of segregation.
Here the "other" is distanced and discriminated against. I would
include as possible examples the religious phenomena of shunning and renouncing
the world. Liechty points out that the sequential logic flows as follows: the
strategies progress from "unengaged" (derogation) to
"engaged" "(assimilation" and "accommodation"
to "disengaged" (segregation
and annihilation. (e-mail correspondence with Daniel Liechty, May 29, 2008)
At first we resist or deny the threatening other and their difference from
ourselves. Then, we derogate. If derogation fails, we may attempt to assimilate
or accommodate the threatening phenomenon. We may then segregate those who
practice or represent this unwanted threat. But if the threat is undiminished
and remains, we may proceed to annihilation, usually resulting in violence
leading even to extermination. In an interview in the film,Social Psychologist,
Jeff Greenberg uses the example of our reactions to the hippies
in the 1960s and the ultimate mainstreaming and modifying of their culture,
manifest in the ubiquity of wearing blue jeans, the emergence of designer jeans
and multiple-ingredient designer granola bars. One could add examples such as
the almost complete integration after 1979 of rock music into the production of
television commercials, the emergence of the Green movement and the honoring of
Earth Day. The preceding is a very rough sketch of the theory which I plan to
clarify and elaborate.
An article describing these four stages and documenting the empirical research
studies that prove Becker's theories was published by Sheldon Solomon, Jeff
Greenberg, and Tom Pyszczynski, "Tales from the Crypt: On the Role of
Death in Life." Zygon . Vol. 33/no. 1, March 1998, pp. 9-43)
As Sam Keen reflects on Becker's work, he draws us into Becker's invocations of
Socrates, Kierkegaard, and Wilhelm Reich. Here we are
introduced to the salubrious advantages of confronting our own death:
Socrates, Tolstoy, Kierkegaard and Muhammad
Sam Keen writes: "Becker, like Socrates, advises us to practice
dying. Cultivating awareness of our death leads to disillusionment, loss of
character armor [as in Wilhelm Reich's work], and a conscious choice to abide
in the face of terror. The existential hero who follows the way of
self-analysis differs from the average person in knowing that he/she is
obsessed. Instead of hiding within the illusions of character, he sees his
impotence and vulnerability. The disillusioned hero [the existential hero]
rejects the standardized heroics of mass culture in favor of cosmic heroism
in which there is real joy in throwing off the chains of uncritical,
self-defeating dependency and discovering new possibilities of choice and
action and new forms of courage and endurance. Living with the voluntary
consciousness of death, the heroic individual can choose to despair or to
make a Kierkegaardian leap and trust in the 'sacrosanct vitality of
the cosmos,' in the unknown god of life whose mysterious purpose is
expressed in the overwhelming drama of cosmic evolution." (pp. xiv - xv)
This might remind one of how much more integrity and humility the protagonist
of Tolstoy's The Death of Ivan Ilyich experiences and exemplifies
when his confrontation with death slaps him awake out of his miserable and
compromised bureaucratic bourgeois life, and his miserable marriage, and
catapults him into a life with real depth and meaning, even if he must also
endure pain, humiliation and sadness. It is at least an authentic life. And in
Tolstoy's narration, Ivan Ilyich as he is bathed in light, proclaims, "There
was no fear, because there was no death." (Chapter 12)
The website of the Ernest Becker Foundation,
http://faculty.washington.edu/nelgee/ features an excellent essay (at the link
"Lectures") by Glenn Hughes on Socrates's art of practicing
dying, "The Denial of Death or the Practice of Dying (or: 'Tasting
Death'), accessible at this link:
http://faculty.washington.edu/nelgee/lectures/default.htm Hughes takes the
quoted idiom of "tasting death" from Martin Luther. This is a
very important essay since it focuses on a tangible dimension of Socrates life
that underscores the reality of Socrates's teaching. Some Sufi lineages include
Socrates among the great teachers of Sufism. Hughes's essay complements and
expands on the Prophet Muhammad's hadith (prophetic saying):
"Die before you die." ("Mutu qabla an tamutu.")
Novelist Tom Robbins, in his preface to Jitterbug Perfume (1984)
quotes and comments on Becker in this way:
"The distinctive human problem from time immemorial has been the need to
spiritualize human life, to lift it onto a special immortal plane, beyond the
cycles of life and death that characterize all other organisms." - Ernest
Becker (Denial of Death, p. 231)
To include Becker's next sentence that ends this same paragraph from which
Robbins selected his quote would take us into the arena of Becker's analysis of
human sexuality, a topic I hope to expand on here in the future. Becker
provides a convincing analysis of why humans so deeply need to engage in sex
only in the context of love. Becker's central point seems to be that when love
is the context for sex, we don't feel like or act like animals. Love bring
humanity and "everyday" transcendence to what would be otherwise an
animal act. As a starting point, I'll present that next sentence, especially
since it reflects the context of Becker's quote that Robbins selected:
"This is one of the reasons that sexuality has from the beginning
been under taboos; it had to be lifted from the plane of physical fertilization
to a spiritual one." (ibid., p. 231)
Tom Robbins, Descartes and Benjamin Cheever
Tom Robbins comments:
"Many other anthropologists have used this framework as a context for
analyzing and understanding uniquely human constructs such as religion and
love. Some, for instance, hold that religion has been but a societal mechanism
for engendering control and internal stability. Still others go further and
believe that religion was created to fill some hole in our sense of self in
relation to the world and the heavens. In other words, that religion creates a
false sense of connectedness to that which is ephemeral and beyond
comprehension, in turn easing the pain in coming to terms with what Becker
describes as the human need "to lift it [human life] onto a special
immortal plane." (citation needed)
Ernest Becker firmly maintained that human beings are unique because we are the
only creatures who can contemplate our death and create, share, and
preserve symbolic thoughts and acts. Then Becker linked these
together. He said our uniquely human plight of contemplating our death drives
us to create symbolic realities, in terms of what he calls "heroic
systems," and "immortality projects" and "immortality
ideologies." In other words why do we blog, aim to write the "great
book," create buildings and monuments, become teachers, create projects,
etc? Becker maintains that our fear of death drives us to create something
lasting, to 'leave a legacy.'
Becker's view on these aspects of human life are completely compatible, even if
not identical with Descartes' distinction that human beings are unique
because we are rational. (But after all these high-tech wars I wonder
about Descartes' choice of category and see Becker's choice of "symbolic
action systems," and as Sam Keen put it warring "Immortality
ideologies," as more befitting our times.) Becker would include Descartes
proposal that humans are distinctively "rational" within his view of
humans as uniquely symbol-constructing beings (and Becker would also interpret
Descartes's work - like yours or mine -- as the construction his own
death-defying "immortality system.") Each of us in his or her own way
creates an immortality system, even if most people do it by identifying with
various kinds of heroes, whether through projection or transference
onto religious figures, charismatic leaders, or Gurus, or Hasidic
Rebbes, or rock stars, movie stars, media
personalities, athletes and their sports teams, etc.
So here's a "celebrity endorsement:" In a recent book titled, Books
that Changed My Life (eds. Coady & Johannessan. Gotham ISBN:
1-592-40210-0), the novelist Benjamin Cheever
selected and wrote on Ernest Becker's main book, The Denial of Death
(Free Press, 1973). His entry appears on pages 37-38 of the book. (I do not
have it available to quote here.)
Reading the Qur'an: Symbols and Instruments of Immortality
Here is how I read the famous chapter of the first revealed verses of the
Qur'an informed by Becker's writing: The first five verses revealed to the Prophet
Muhammad in 610 were placed at the beginning of (Surat 'Iqra, ("Read")
Sura 96. The imperative verb ('Iqra means to "read," to
"proclaim," and to "recite," stemming from the same root
that gives us the word Qur'an ("The Reading; The Recital").
Here is that first revelation the Prophet Muhammad received from the Angel
Gabriel:
In the Name of God, Most Gracious, Most merciful
Proclaim! (or Read!) in the name of thy Lord and Cherisher Who created --
Created man, out of a (mere) clot of congealed blood:
Proclaim! And thy Lord is most bountiful --
He Who taught the use of the Pen --
Taught man that which he knew not.
(Qur'an 96: 1-5, Abdullah Yusuf Ali translation)
These five verses include among their many meanings that we should
"read" (i.e., interpret) by the power God has given human beings to
observe, the "sign" (a technical term in Qur'anic and Islamic
discourse carrying the double meaning of "a rightly perceived and
interpreted phenomenon and a "verse" of the Qur'an), inscribed in the
realm of nature,of the miraculous intelligence by which an "embryo"
("a [mere] clot of congealed blood") develops, evolves and advances
in form.
The second sign we are asked to reflect on is the nature of the "pen"
that -- among its many other symbolic meanings -- serves as an instrument by
which we can leave behind a legacy of thought in writing that transcends our
mortality. In these verses, the pen represents at least a sign of
knowledge, and also I propose, a symbol of immortality. The pen serves
as an instrument of our symbolic simulations of immortality because by
writing with a pen, we can create a lasting symbolic trace of ourselves that
can outlast our deaths. It is fitting then that the Prophet Muhammad said in a
validated hadith (report) that the inventor of the pen was the Prophet Idris.
Idris (like Enoch and Hermes Trismegistus with whom Idris is often associated)
is generally held to be an immortal who did not die, but was raised up
to heaven (Qur'an 19:56-57; 21:85). The Qur'an might have mentioned many other
instruments that can serve us in constructing immortality symbols, but the pen
is perhaps one of the few egalitarian instruments and symbols of immortality.
Compared to the act of writing, all other materialized immortality projects are
costly and not readily and equally available to all people.
Becker, Buber, Rank and Tillich
Becker frequently brings up one of my favorite thinkers and writers, Martin
Buber. While Becker refers more often to Otto Rank, Paul
Tillich and Soren Kierkegaard, Buber holds a place of prestige in
shaping Becker's view of the value and authenticity of human relationships.
Becker absolutely affirms the I-Thou relationship as part of what he calls, in
describing becoming what one is called to be as an authentic and full being,
"cosmic heroism." "Cosmic heroism" may not be exactly
synonymous with "I-Thou" but it is very compatible. One instance
Becker cites through Kierkegaard is the case of Abraham. To use a computer
analogy, Becker definitely "runs" Buber "software" in his
program.
Among the lectures at the Ernest Becker Foundation website, I found Steen
Halling's on "everyday transcendence" and Glenn Hughes' essay on the
art of practicing dying as modeled by Socrates, especially moving and relevant
to a Becker-based reverential attitude toward religion.
Here's the sub-address for the lecture link:
http://faculty.washington.edu/nelgee/lectures/default.htm
Daniel Liechty introduces a commentary and compatible supplementary model that
parallels and extends some of Becker's ideas. Robert J. Lifton, in his book The
Broken Connection: On Death and the Continuity of Life (N.T.: Simon and
Schuster, 1979) wrote of Becker's work:
"While the denial of death is universal, the inner life experience of a
sense of immortaltiy, rather than reflecting such denial, may well be the most
authentic psychological alternative to that denial." (Robert Lifton,
quoted in Daniel Liechty, Transference and Transcendence, p. 173)
Lifton outlined five basic levels of symbolic immortality with which people can
develop either healthy or unhealthy relationships. Here I quote Daniel
Liechty's synopses of the model Lifton outlined in The Broken Connection
as Liechty presents it in Transference and Transcendence, pp. 173-4:
"(1) The biological mode 'epitomized by family continuity, living
on through, psychologically speaking, in one's sons and daughters and their
sons and daughters, with imagery of an endless chain of biological attachment.'
(Lifton, p. 18)
"(2) The theological or religious mode, which 'may include a
specific concept of life after death' (Lifton, p. 20)
"(3) The creative mode, experienced 'through great works of art,
literature, or science, or through more humble influences on people around us.'
(Lifton, p. 21)
"(4) The mode of nature itself, 'the perception that the natural
environment around us, limitless in time and space, will remain.' (Lifton, p.
22) and
"(5) the mode of experiential transcendence, a psychic state 'so
intense and all-encompassing that time and death disappear. This state is the
classical mode of the mystic."
If we understand the mystic as one who in Evelyn Underhill's phrase is engaged
both in the "art of union with reality" and in the "Science
of Love," as she puts it in her book Practical Mysticism, then
it is time to turn to talk of love:
Agape and Eros: Why It's So hard to Choose
Becker concisely and incisively describes the the gains and losses we feel when
we choose to follow either of these paths of love:
"If he gives into Agape, he risks failing to develop himself, his
active contribution to the rest of life. If he expands Eros too much he
risks cutting himself off from natural dependency, from duty to a larger
creation; he pulls away from the healing power of gratitude and humility."
(1973, p. 153) agape and eros , Becker writes:
"You can see that man wants the impossible. He wants to lose his isolation
and keep it at the same time. He can't stand the sense of separateness, and yet
he can't allow the complete suffocating of his vitality. He wants to expand
by merging with the powerful beyond that transcends him, yet he wants while
merging with it to remain individual and aloof, working out his own private
and smaller-scale self-expansion. But this feat is quite impossible because
it belies the real tension of the dualism. One obviously can't have merger in
the power of another thing and the development of one's own personal power at
the same time..." (p. 155)
Daniel Liechty elaborates on Becker's description poetically:
"The agapic love expressed in self-surrender! To take the
existential burden of living and place it at the feet of that overwhelming
power that transcends the self! What a blissful and oceanic relaxation that
brings!
"The erotic love expressed in self-expression! To assert one's own
personal strength and value in the face of that overwhelming power that
transcends the self and deflates th ultimate meaning of subjectivity! What a
sense of intense vitality and energy this brings!" (Daniel Liechty, Transference
and Transcendence, pp. 148-9)
Commenting further on this struggle between Eros and Agape, Becker reflects on
the role of these two loves in the life of the artist:
"In the creative genius we see the need to combine the most intensive
Eros of self expression with the most complete Agape of self-surrender."
(1973, p. 173)
In his abstract of Becker's Beyond Alienation: A Philosophy of Education
for the Crisis of Democracy (New York: George Braziller, 1967), Daniel
Liechty provides this summation of Becker's emphasis, in chapter nine of that
book, on love:
"The theological dimension answers the question of how to help men become
and remain free...To keep action meaningful under this kind of horizon, people
must turn to the object of highest contemplation and meaning -- God. God
alone can make sense of a free horizon of meaning. Without God, such a horizon
is absurd. Human beings believe either in God or in idols. There is no third
course open. For God is the only object who is not a concrete object...God is...liberating...Humanity
achieves its highest freedom when energies are allied with the unconditioned
cosmic process...Love of God is the highest love because it is the only
way human beings have of attributing the most significance to life and
thus making the whole universe come alive." (Daniel Liechty, Abstracts
of the Complete Writings of Ernest Becker (1924-1974) Daniel Liechty, 1996, pp.
58-59. Liechty's Abstracts is available from the Ernest Becker Foundation.
Their website: http://faculty.washington.edu/nelgee/
The Denial of Death and the Dominion of Evil
Sam Keen comments on the potentially realizable contribution that Becker's work
may produce:
"If, in some distant future, reason conquers our habit of self-destructive
heroics and we are able to lessen the quantity of evil we spawn, it will be in
some large measure because Ernest Becker helped us understand the relationship
between the denial of death and the dominion of evil."
("Foreword" to The Denial of Deathp. xv)
Sam Keen, Daniel Liechty, Daniel Goleman, Jerry Piven, Steen Halling
Keen also wrote a stunning essay, "The Enemy as Enemy of God:
Psycho-Spiritual Processes in the Ritual Transformation of the Enemy," pp.
231-236 in Death and Denial: Interdisciplinary Perspectives on the Legacy
of Ernest Becker, ed. Daniel Liechty(Westport: Praeger, 2002).
Daniel Liechty introduces the volume with a concise and comprehensive overview
of the value of Becker's work as a foundation for thinking, researching and
experimentation in the humanities and social sciences. In this same volume Daniel
Goleman also contributes an essay in which he discusses defense mechanisms,
character armor, and the psychological type he calls the "Detective,"
with references to Sherlock Holmes, whom he describes as a
"hyperalert" person who sees the subtle, obscure, hidden meanings and
misses the obvious. Such a person, Goleman implies is in pursuit of that
signature of Becker's critique of human nature, the "immortality
project."
Religion, Forgiveness and Transference
Another essay in that book that moves me deeply is the contribution by Steen
[sic.] Halling, "Forgiveness: From Heroic Illusion to
Homecoming." In an essay on "Transference as Religious
Solution," Philospher Jerry Piven examines what I call Becker's
'two-sided coin' conception of the religious life. Piven warns against the
illusion and fantasy of religion and the double-edged sword of transference of
self onto what or whom is perceived as a greater power such as God. Piven
concludes by calling us to stand authentically in our own art of living as a
genuine act of relating to the sacred. This essay bears rereading, which is
partly also my way of saying that I am not satisfied with or certain of this
precee and critique of Piven's essay I have offered here. Stay posted and watch
this paragraph evolve.
The Denial of Death (New York: Free Press, 1973)
Ernest Becker introduces The Denial of Death by writing:
"The prospect of death, Dr. Johnson said, wonderfully concentrates the
mind. The main thesis of this book is that it does much more than that: the
idea of death, the fear of it, haunts the human animal like nothing else;
it is a mainspring of human activity -- activity designed largely to
overcome the fatality of death, to overcome it by denying it in some way that
it is the final destiny fr man. "
Becker situates his project in a lineage of Kierkegaard, Freud, and
especially, Otto Rank.
"One of the main things I try to do in this book is to present a
summing-up of psychology after Freud by tying the whole development of
psychology back to the still-towering Kierkegaard. I am thus arguing for a
merger of psychology and mythico-religious perspective. I base this
argument in large part on the work of Otto Rank, and I have made a major
attempt to transcribe the relevance of his magnificent edifice of thought....Frederick
Perls once observed that Rank's book Art and Artist was 'beyond praise.'
" (p. xix)
Becker explains the everyday transcendence that shapes all human
endeavor as a "hero system" that is ultimately religious.
Here is the full version of the opening quote I abridged at the beginning
of my essay:
"What I have tried to do in this brief introduction is to suggest that the
problem of heroics is the central one of human life, that it goes deeper
into human nature than anything else because it is based on organismic
narcissism and on the child's need for self-esteem as the condition of
his life. Society itself is a codified hero system, which means
that society everywhere is a living myth of the significance of human life, a
defiant creation of meaning. Every society is thus a 'religion' whether
it thinks so or not...[I]t was Otto Rank who showed psychologically this
religious nature of all human cultural creation; and more recently...Norman
O. Brown in his Life Against Death and by Robert Jay Lifton
in his Revolutionary Immortality." (Denial of Death, pp.
7-8)
Robert Jay Lifton was interviewed extensively in Patrick Shen and Greg
Bennick's documentary on Ernest Becker's theories and subsequent social
psychology experiments that validated them scientifically, Flight
From Death: The Quest for Immortality.
An article describing and documenting these empirical research studies was
published by Sheldon Solomon, Jeff Greenberg, and Tom Pyszczynski, "Tales
from the Crypt: On the Role of Death in Life." Zygon . (Vol. 33/no.
1, March 1998, pp. 9-43)
In Escape from Evil (1975) Becker re-expresses this by introducing his
term "mystification," by which he in a neutral sense means,
projecting, sustaining or incorporating mystical symbols and systems:
"Since there is no secular way to resolve the primal mystery of life and
death, all secular societies are lies. And since there is no sure human
answer to such a mystery, all religious integrations are mystifications.
This is the sober conclusion to which we seem to be led. Each society is
a hero system which promises victory over evil and death...For
secular societies the thing is ridiculous: what can victory mean secularly? And
for religious societies victory is part of a blind and trusting belief in
another dimension of reality. Each historical society then is a hopeful
mystification or a determined lie. (p. 124, italics in the text)
Heroism, Chivalry and Imam Husayn
I love this next passage and used most of it in an article I wrote on chivalry
in the martyrdom of the Prophet Muhammad's second grandson Imam
Husayn at Karbala in 681:
"[H]eroism is first and foremost a reflex of the terror of death.
We admire most the courage to face death; we give such valor our highest
and most constant adoration; it moves us deeply in our hearts because we
have doubts about how brave we ourselves would be. When we see a man bravely
facing his own extinction we rehearse the greatest victory we can imagine. And
so the hero has been the center of human honor and acclaim since probably the
beginning of specifically human evolution." (p. 11-12)
I would apply Becker's observation on transference as an insight into the Shi'a
Muslim 'Ashura commemorations of the martyrdom of Imam Husayn
during the first ten days of the seasonally-rotating first month of Muharram in
the Islamic calendar's lunar (354-day)year. These 'Ashura commemorations
involve re-enacting the events of Imam Husayn's martyrdom and atoning for
betrayal of those who allowed that tragedy to happen. One of the slogans of
this commemoration and one that permeates Shi'a Islam at all times is
"Everyday is 'Ashura; everyplace is Karabala." In this sense
Imam Husayn is a central heroic object of transference as well as an
immortality symbol:
"We live in utter darkness about who we are and why we are here, yet we
know it must have some meaning. What is more natural then, than to take this
unspeakable mystery and dispel it straightaway by addressing our performance of
heroics to another human being, knowing thus daily whether this performance is
good enough to earn us eternity."
Hermeticism: Healing the Mind/Body Duality
Though Becker was a social scientist, his inclusion of a classic -- and often
misinterpreted -- symbology, that of the hermaphrodit (or as he calls it "the
hermaphroditic image") is a refreshing complement to the exposition of
his basic insights:
"The hermaphroditic image is an idea that goes right to the heart
of the human condition...The hermaphroditic symbol is no mystery...[I]t is not
a sexual problem but a human problem. The self finds itself in a strange body
casing and cannot understand this dualism...The hermaphroditic image represents
a striving for wholeness, a striving that is not sexual but ontological.
It is the desire of being for a recapture of the (Agape) unity with the
rest of nature, as well as for completeness in oneself. It is a desire for the
healing of the ruptures of existence, the dualism of self and body, self and
other, self and world." (Ernest Becker, "The Denial of Death,"
(1973, 1976, pp. 224-225)
The Master-Disciple Relationship
Here's a quote I have woven into my forthcoming book on Sufism's
master-disciple relationship. Becker's first book, Zen:a rational Critique,
examines the sensei-gakusei (master-disciple) relationship and compares
that relationship critically to the psychoanalystic relationship. I write on
the Islamic Green Man, Khizr who (in the Iskandarnama, i.e., The
Alexander Romance) traveled into the dark land in the north, where he found
the water of life that transformed him into an immortal. That transition
parallels what Becker gives here -- a description that covers the cases of many
of the "green men," e.g., Tammus, Adonis and Attis:
"The hero was the man who could go into the spirit world, the world of the
dead, and return alive. He had his descendants in the mystery cults of the
Eastern Mediterranean, which were cults of death and resurrection. The divine
hero of each of these cults was one who had come back from the dead." (p. 12)
Mastery: "The Knight of Faith" (Kierkegaard)
Becker builds his concept of the hero from Kierkegaard's model of the
"Knight of Faith. I quoted this passage in my article on Imam
Husayn:"
"Kierkegaard had his own formula for what it means to be a man. He put it
forth in these superb pages wherein he describes what he calls 'the knight
of faith.' [Fear and Trembling, Lowrie, trans. 1954: 49ff] This
figure is the man who lives in faith, who has given over the meaning of life to
his Creator, and who lives centered on the energies of his Maker. He accepts
whatever happens in this visible dimension without complaint, lives his life as
a duty, faces his death without a qualm." (pp. 257-258)
Master-Disciple Relationship Redux: Zen Masters, Hindu Gurus and Sufi
Shaykhs
And here Becker shows his precocious insight into a subject dear to my heart
and perhaps clear in my own thinking and experience, the master-disciple
relationship (irada in Arabic), in an excerpt from his book The
Denial of Death which hearkens back to his first book, Zen: A Rational
Critique:
"It is obvious from techniques like Zen that the initiation into the world
of 'It' [described earlier as " 'the great void,' the 'inner room' of
Taoism, the 'realm of essence,' the source of things, the 'It, the creative
Unconscious..." (p. 274)]' takes place by a process of breakdown and
reintegration. This process is much like Western therapy wherein the mask
of society is peeled away and the drivenness is relaxed. In Zen, however, the
it is the primal powers that now are supposed to take over, to act through the
person as he opens himself up for them; he becomes their tool and their
vehicle. In Zen archery, for example, the archer no longer himself shoots at
the target, but 'It' shoots; the interior of nature erupts into the
world through the disciple's perfect selflessness and releases the
string. First the disciple has to go through a long process of attuning himself
to his own interior, which takes place by means of a long subjection to a
master, to whom one remains a life-long disciple, a convert to his world
view. If the disciple is lucky he will even get from the master one of his
bows, which contains his personal spirit powers; the transference is sealed
in a cosmic gift. From all Hindu discipleship too, the person comes away
with a master without whom, usually, he is lost and cannot function; he needs
the master himself periodically, or his picture, or his messages
through the mail, or at least the exact technique that the master used:
the headstands, the breathing, and so on. These become the fetishized, magical
means of recapturing the power of the transference figure, so that when
one does them, all is well. The disciple can now stand on 'his own' feet, be
'his own person. " (The Ernest Becker Reader, pp. 274-5)
A Hasidic tale recounts that in the first generation, the students would gather
with the Rebbe. In the second generation, they would tell stories of the Rebbe.
And when the stories had begun to be forgotten, at least they could gather at that
place. What Becker describes is certainly common in initiatic transmissions,
whether Zen or Sufi or Vajrayana, etc.: one receives the practices th master
does, keeps the photo of the master before one (Sufism even features a
pracgtice called tawajjuh -- envisioning the face of the master as a
form of meditation), reviews the master's teachings and keeps momentos (almost
relics) that evoke the master's presence in one's heart and consciousness.
Since the material I work on revolves around a story that often strikes people
with a sense of violence, brutality and randomness -- perceptions which are
later reversed in the narrative's reframing, I find Becker's bluntly honest
engagement with Zen discipline in which he compares it to the totalizing
environments of mental institutions and Chinese thought-reform prison camps,
while perhaps slightly brutal, also potentially fruitful. The common thread
between Becker's reading of the Zen master-disciple (sensei-gakusei )
relationship and these other examples, is the destruction and replacement of
the student's superego with that of the master. Describing Eugen Herrigel's Zen
and the art of Archery, Becker describes Herrigel's Zen archery training as
a "dominance-submission conversion." (Zen: A Rational Critique,
p. 60) This contrast Becker poses between "directive" therapy
(i.e., Zen) and "insight" therapy (client-centered therapy in
which the client is gently guided to arrive at his own insights may present
questions and models useful for thinking about master-disciple relationships in
other traditions. (See Daniel Liechty, Abstracts of the Complete Writings of
Ernest Becker, [Ernest Becker Foundation, 1996: 42-43 9This book can be ordered
from the Ernest Becker Foundation website.])
I find this observation from Death and Denial one I would also bring to
bear on writing on the master-disciple relationship:
"How wonderful and how facile to be able to take our whole
immortality-striving and make it part of a dialogue with a single human
being." (denial of Death, pp. 155-156)
Quoting Albert Camus, in The Fall, Becker opens chapter
seven in Denial of Death where he focuses on transference with
this poignant quote:
"Ah, mon cher, for anyone who is alone without God and without a master,
the weight of days is dreadful. Hence one must choose a master, God
being out of style." (Becker, Denial, p. 127; Camus, The Fall, (1957,
p. 133)
In Escape from Evil (posthumously published in 1975), at the end
of chapter eight, Becker further comments on transference:
"Transference to a powerful other takes care of the overwhelmingness of
the universe. Transference to a powerful other handles the fear of life and
death." (p. 127)
Becker affirms the value of these often questioned practices of transference
and projection, because of the need for, value of, and authenticity of
relationship. Like Martin Buber, Becker affirms the role of relationship
in constructing and defining the self. Accepting the need for transference,
Becker proposes that there is a constructive "creative projection"
(italics in text), which is healthy and valuable, especially because even an
illusion can be "life-enhancing." (ibid. p. 158) Paraphrasing
Martin Buber's concept of "imagining the real," Becker describes this
as "seeing in the other person the self-transcending life process that
gives to one's self the larger nourishment it needs." (ibid., p. 157)
Irvin D. Yalom, Emeritus professor of Psychiatry at Stanford University
school of Medicine, a psychiatrist who has applied Becker's ideas on death
anxiety in his practice, offers observations highly relevant to this theme of
the master-disciple relationship:
"I believe that our need for mentors reflects much about our vulnerability
and wish for a superior or supreme being. Many people, including myself,
not only cherish our mentors but often credit them with more than they
deserve....Each of us has a powerful desire to revere the great man or
the great woman, to utter the thrilling words, 'Your Holiness.' Perhaps this is
what Eric Fromm, in Escape from Freedom, meant by 'lust for
submission.' It is the stuff from which religion emerges."
(Irving Yalom, Staring at the Sun" Overcoming the Terror of Death [San
Francisco: Jossey-Bass, 2008, pp 162-163] ISBN #: 978-0-7879-9668-0)
In Zen: A Rational Critique, Becker focuses more closely in on
the phenomenon of introjection that lies at the heart of teh
master-disciple relationship:
"Successful execution of the discipline is the road to enlightenment; one
becomes 'like an awakened one who live and works in the primordial
state.'....Indeed the master dominates the scene:
[quoting Herrigel in Zen and the Art of Archery :] Steep is the way to
mastery. Often nothing keeps the pupil on the move but his faith in his
teacher, whose mastery is now beginning to dawn on him...he [the master] convinces
by his mere presence.'
"Thus the identification becomes progressively more complete -- the
master possesses all the secrets, and there is no turning back into the old
value system.
"The identification with the master is the beginning of the conversion,
the rebirth; one actually becomes a devotee in a cause, using the introject
of the master as an embodiment of the value system to be emulated.
[quoting Herrigal:] 'Wherever his way may take him, the pupil, though he may
lose sight of his teacher, can never forget him. With a gratitude as great as
the uncritical veneration of the beginner as strong as the saving faith of the
artist, he now takes his Master's place, ready for any sacrifice.'
"The gratitude of personal devotion may outweigh the more philosophical
aspects of the crusade, for it is a crusade: the service of Enlightenment, the
opening of Buddha-nature to the beclouded, overly=cerebrated and
over-individuated world." (Zen: A Rational Critique (1961, pp.
67-68)
Preview of "A Prayer for the Lived Truth of Creation"
I present some of my other favorite Becker quotes (from the last three pages of
Denial of Death, p. 282-284)in my May 7 entry "A Prayer for the
Lived Truth of Creation" on this website ( www.halmantle.com ) ,
presented immediately below following the following list of additional
resources on Becker's ideas.
Related Resources
Sheldon Solomon's introductory video on Becker (Part 1 of 9 part
lecture):
http://www.youtube.com/watch?v=KS8DnYwnnF4&feature=related
Jeff Greenberg on Terror Management Theory (Part 1 of 3 part interview,
about 24 m.):
http://www.youtube.com/watch?v=kpqGRD8xUqA&feature=related
John Danley performs the "Ernest Becker Boogie"
(a totally virtuoso guitar instrumental, a fun challenge to figure how its
linked to Becker's ideas, which I think it is)
http://www.youtube.com/watch?v=vnD4LMA0nUU
Flight From Death: The Quest for Immortality (Shen & Bennick,
2005, 86m)
from Transcendental Media
http://www.youtube.com/watch?v=J65DR589NhQ (part 1)
http://www.youtube.com/watch?v=0TewZASeY5E (part 2)
http://www.youtube.com/watch?v=rYmsWJdhV6A&feature=related (part 3)
http://www.youtube.com/watch?v=mS4JBJTVRHY&feature=related (part 4)
http://www.youtube.com/watch?v=Xo1cEAcHYgE&feature=related (part 5)
http://www.youtube.com/watch?v=6yMH0tafxO8&feature=related (part 6)
http://www.youtube.com/watch?v=AfGivLAaJ7E&feature=related (part 7)
http://www.youtube.com/watch?v=e97wZySN8xQ&feature=related (part 8)
http://www.youtube.com/watch?v=yQchZZc5uYM&feature=related (part 9)
Flight from Death: Medical Strategies (Deleted Scene)
http://www.youtube.com/watch?v=2g9q2wFvB80&feature=related
Flight from Death -- Fox News (Interview with filmmakers Patrick Shen
& Greg Bennick)
http://www.youtube.com/watch?v=3c2JNJ1Lli4&feature=related
The Encyclopedia of Death and Dying
http://www.deathreference.com/A-Bi/Becker-Ernest.html
Complete bibiographic citations to Becker's main works appear throughout the
article. Some may be ordered from the Ernest Becker Foundation website which
also offers a number of on-line essays and lectures that are most illuminating.
EBF Website: http://faculty.washington.edu/nelgee/
May this bless and enrich your journey, catalyze your transformation, and add
to your loving and being loved.
Talat
As a symbol-constructing being, I want to share with you the striking
coincidences that Becker was born on my daughter's birthday (September 27)
and died on my mother's birth day, (March 6).
I am grateful to Sepanto Aguado who has shared a beautiful photo (that
appears at the top right and also in my earlier Facebook version of this post).
During her visit to Iran, Sepanto Aguado photographed this beautiful
Zoroastrian Afarghan, a vessel that contains an eternal flame -- a fitting and
beautiful illustration of what Becker calls an "immortality symbol."
Posted by Talat
Halman at 11:07 AM
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Labels: Becker, Bhagavad
Gita,
Buber, Flight
from Death,
God, Green Man, Greenberg, Halling, Hero, Hughes, Keen, Kierkegaard, Kubler-Ross, Liechty, Love, Piven, Socrates, Solomon, Yalom, Zen
[1] © Copyright 2008. The
author asserts his moral rights over this work, an intellectual property. If
you quote, please identify author and attribute authorship as I have done here
with sources I have quoted. My gratitude to Daniel Liechty , Sheldon Solomon,
Jerry Piven, Merlyn Mowrey and other scholars affiliated with the Ernest Becker
Foundation who have read parts of this and guided me in understanding Becker’s
work. All mistakes or (mis)interpretations are my own or my
responsibility.
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